John McCarthy

John McCarthy, 1965

Figure P.4: John McCarthy, 1965.

John McCarthy was born in 1927, in the city of Boston. Due to difficulties finding work during the Great Depression, the family moved to New York, then finally settled in Los Angeles. Having established an early aptitude and proficiency in mathematics, McCarthy skipped two years of math upon his enrollment at Caltech. The year he received his undergraduate degree, he attended the 1948 Hixon Symposium on Cerebral Mechanisms in Behavior. The speakers at the symposium represented an intersection of mathematics, computation, and psychology. They were as follows:

  • Professor Ward C. Halstead, University of Chicago
  • Professor Heinrich Kluver, University of Chicago
  • Professor Wolfgang Kohler , Swarthmore College
  • Professor K. S. Lashley, Harvard University
  • Dr. R. Lorente de No, Rockefeller Institute for Medical Research
  • Professor Warren S. Mc Culloch, University of Illinois
  • Dr. John von Neumann, Institute for Advanced Study

At the symposium John von Neumann presented his paper "The General and Logical Theory of Automata",1 after which McCarthy became intrigued with the idea of developing machines that could think as people do. McCarthy remained at Caltech for one year of grad school, but then pursed the remainder of his Ph.D. at Princeton, considered by him to be the greater institution for the study of mathematics. In discussions with an enthusiastic von Neumann at Princeton, McCarthy shared his ideas about interacting finite automata -- ideas inspired by von Neumann's talk at the Hixon Symposium.

After completing his Ph.D. dissertation, Claude Shannon invited McCarthy and his friend Marvin Minksy to work at Bell Labs in New Jersey for the summer. McCarthy and Shannon collaborated on assembling a volume of papers entitled "Automata Studies," thought ultimately a bit of a disappointment to McCarthy since so few submissions concerned the topic of his primary interest: machine intelligence. A few years later, he had the opportunity to address this by proposing a summer research project which he and the head of IBM's Information Research pitched to Shannon and Minksy. They agreed, and a year later held the first Artificial Intelligence workshop at the Dartmouth campus in New Hampshire.

It was here, thanks to Allen Newell and Herb Simon, that McCarthy was exposed to the idea of list processing for a "logical language" Newell and Simon were working on (later named IPL). McCarthy initially had high hopes for this effort but upon seeing that its implementation borrowed heavily from assembly, he gave up on it. That, in conjunction with his inability to gain any traction with the maintainers of FORTRAN for the support of recursion or conditionals, inspired him to create a language that suited his goals of exploring machine intelligence. With the seeds of Lisp sown in 1956, it was two more years before development of Lisp began. Two years later a special project was established to carry out this work under the auspices of the MIT Research Laboratory of Electronics which granted McCarthy and his team one room, one secretary, two programmers, a key punch and six grad students.2 The MIT AI project was founded and the work of creating Lisp was begun.

1. A transcript of the talk is available in Volume V of John von Neumann "Collected Works". The topics covered were as follows: 1. Preliminary Considerations; 2. Discussion of Certain Relevant Traits of Computing Machines; 3. Comparisons Between Computing Machines And Living Organisms; 4. The Future Logical Theory of Automata; 5. Principles of Digitalization; 6. Formal Neural Networks; and 7. The Concept of Complication and Self-Reproduction. The talk concluded with an intensive period of question and answer, also recorded in the above-mentioned volume.
2. Marvin Minsky and John McCarthy founded the MIT AI Lab together when McCarthy caught the acting head of the department, Jerome Wiesner, in the hallway and asked him permission to do it. Wiesner responded with "Well, what do you need?”. When McCarthy gave him the list, Wiesner added "How about 6 graduate students?" as the department had agreed to support six mathematics students, but had yet to find work for them. See On John McCarthy’s 80th Birthday, in Honor of his Contributions, page 3.